This Week at a Glance
This week (2026-09-21 through 2026-09-28), five regulatory channels published a total of 49 penalty and disciplinary notices: NFRA 32, AMAC 11, SSE 6.
As of this issue, the LynxRegulus regulatory radar has accumulated 448 records, of which 245 have completed full-text structured parsing (penalty amounts and involved parties).
This Week’s Details
| Date | Source | Type | Title | Link |
|---|---|---|---|---|
| 2026-09-24 | SSE | Regulatory Work Letter | Regulatory Work Letter on Share Price Volatility Matters Regarding Xinhua Winshare Publishing and Media Co., Ltd. | 原文 |
| 2026-09-24 | SSE | Public Determination of Unfitness to Serve as Director, Supervisor, or Senior Management of Listed Companies / Domestic Representative for Overseas Issuer Information Disclosure | Decision on Disciplinary Action Against Suzhou Kelida Decoration Co., Ltd., Actual Controller and Then-Chairman 顾益明, and Relevant Responsible Persons | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Hebi Supervisory Branch — Administrative Penalty Information Disclosure Form | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Jiaozuo Supervisory Branch — Administrative Penalty Information Disclosure Form | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Pingdingshan Supervisory Branch — Administrative Penalty Information Disclosure Form | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Anyang Supervisory Branch — Administrative Penalty Information Disclosure Form | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Luoyang Supervisory Branch — Administrative Penalty Information Disclosure Form | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Xinxiang Supervisory Branch — Administrative Penalty Information Disclosure Form | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Henan Supervisory Bureau — Administrative Penalty Information Disclosure Form | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Administrative Penalty Information Disclosure List | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Ningbo Supervisory Bureau — Administrative Penalty Information Disclosure Form | 原文 |
| 2026-09-24 | SSE | Public Censure | Decision on Public Censure of Shanghai Broadband Technology Co., Ltd. and Relevant Responsible Persons | 原文 |
| 2026-09-24 | SSE | Public Censure | Decision on Public Censure of Dahua Certified Public Accountants (Special General Partnership) and CPAs 姚福欣 and 江峰 | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Hanzhong Supervisory Branch — Administrative Penalty Information Disclosure Form | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Shaoguan Supervisory Branch — Administrative Penalty Information Disclosure List | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Pingliang Supervisory Branch — Administrative Penalty Information Disclosure Form (平金监罚决〔2026〕1号、2号) | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Songyuan Supervisory Branch — Administrative Penalty Decision Service Announcement | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Huanggang Supervisory Branch — Administrative Penalty Information Disclosure List | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | NFRA Shanwei Supervisory Branch — Administrative Penalty Information Disclosure List | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | Tieling Financial Supervisory Branch — Administrative Penalty Information Disclosure List | 原文 |
| 2026-09-24 | NFRA | Administrative Penalty | Liaoning Financial Supervisory Bureau — Administrative Penalty Information Disclosure List | 原文 |
| 2026-09-24 | AMAC | Disciplinary Action – Market Institution | Disciplinary Action Decision (Shenzhen Quanqi Capital Management Co., Ltd.) | 原文 |
| 2026-09-24 | AMAC | Disciplinary Action – Market Institution | Disciplinary Action Decision (Dingtai Sifang (Shenzhen) Private Securities Fund Management Co., Ltd.) | 原文 |
| 2026-09-24 | AMAC | Disciplinary Action – Market Institution | Disciplinary Action Decision (Qianhai Minrong (Shenzhen) Equity Investment Fund Management Co., Ltd.) | 原文 |
| 2026-09-24 | AMAC | Disciplinary Action – Practitioner | Disciplinary Action Decision (王券期) | 原文 |
| 2026-09-24 | AMAC | Disciplinary Action – Practitioner | Disciplinary Action Decision (侯荐珉) | 原文 |
| 2026-09-24 | AMAC | Disciplinary Action – Practitioner |